# -*- coding: utf-8 -*- """ 研判闸客户端 · 二级关口 (设计 §7) ================================== 「PMS 备齐硬数字与账本流水作为 context → 请求决策系统研判 (其 process_intraday_audit 新增 PMS 请求类 direction, 复用既有仲裁哲学: 代码算数、AI 裁定性、越界收口) → 结构化答复 通过/驳回+理由。**研判服务不可用 → 自动降级 propose_only (人工确认替位) + ERROR 告警**。命令驱动动作不过研判闸 (不用 AI 审用户)。」 当前状态: 决策系统侧的 PMS 请求 direction 尚未开发 (bionic 仓库的配套改造)。 因此本模块默认 `PMS_JUDGE_API_BASE` 为空 = 未接通, 一律返回 UNAVAILABLE, 调用方按设计 降级为「人工确认替位」。接通后只需在页面把 base 填上, 无需改代码。 返回结构固定: {"verdict": PASS|REJECT|UNAVAILABLE, "reason", "degraded", "raw"} """ from __future__ import annotations import logging from app.services import param_store logger = logging.getLogger("pms.judge") PASS, REJECT, UNAVAILABLE = "PASS", "REJECT", "UNAVAILABLE" # 新建仓送研判时, hard_numbers 里**只送这几个键**。 # # 决策系统本来就不管仓位 —— 它是一套聚合了大量信号的判断系统, 「买多少」从来不是它的活。 # 而它收到 hard_numbers 之后是逐键渲染成「【硬数字 (PMS 已算好, 勿重算)】」贴进提示词的, # 所以把名额、可投金额、批次比例、组合占比原样送过去, 等于当面请一个不该管仓位的系统去看 # 仓位 —— 提示词后面那句「仓位纪律不归你管」压不住已经摆在它眼前的一串数字。 # # 这里只送「这只票凭什么被选出来」: 现价 + 候选池给的定性材料, 那正是要它裁的问题。 # 账本不受影响 —— pms_action_ledger.hard_numbers_json 照旧存全量, 判分锚一个字不少。 # # **只对 OPEN 生效。** FILL/ADD/DCA 的硬数字 (安全垫、评估档位、底仓量) 本身就是它们的判据, # 一个都不能删: 那几类动作是在**已有持仓**上做加减, 谈的就是这个仓位, 与新建仓不是一回事。 OPEN_JUDGE_KEYS = ("price", "score", "theme", "tier", "upside", "heat", "plan_rank", "plan_bucket", "plan_src", "sector", # 决策系统今天盘中判没判过这只票转多。这是它自己的结论, 不是仓位数字, # 送回去等于当面提醒它「你今天判过」, 让它拿自己的结论对照一次。 "intraday_buy_signal", "intraday_buy_reason") def _judge_hard_numbers(action: str, hard: dict) -> dict: """按动作裁剪送出去的硬数字。非 OPEN 一律原样送 (行为与 2026-08-06 之前一字不差)。""" if str(action or "").upper() != "OPEN": return dict(hard or {}) return {k: v for k, v in (hard or {}).items() if k in OPEN_JUDGE_KEYS} def enabled() -> bool: return param_store.get_bool("PMS_JUDGE_ENABLED", True) def base_url() -> str: return (param_store.get("PMS_JUDGE_API_BASE", "") or "").strip().rstrip("/") def available() -> bool: return bool(enabled() and base_url()) def judged_actions() -> set: return set(param_store.get_list("PMS_JUDGE_ACTIONS", ["FILL", "ADD", "DCA", "SWITCH"])) def status() -> dict: if not enabled(): return {"available": False, "reason": "研判闸已关闭 (PMS_JUDGE_ENABLED=False), " "自主提议一律走人工确认"} if not base_url(): return {"available": False, "reason": "决策系统 PMS 研判接口未配置 " "(PMS_JUDGE_API_BASE 为空) —— 待 bionic 侧配套改造" "完成后填入, 当前自动降级为人工确认"} return {"available": True, "base": base_url(), "actions": sorted(judged_actions())} def request(candidate: dict, context: dict = None, *, timeout: int = None) -> dict: """请求一次研判。任何异常/超时/未接通都返回 UNAVAILABLE (绝不把提议当成通过)。""" action = str(candidate.get("action") or "").upper() if action not in judged_actions(): return {"verdict": PASS, "reason": f"{action} 不在研判范围, 规则闸通过即可", "degraded": False, "raw": None} if not available(): st = status() logger.error("[研判闸] 不可用, 降级人工确认: %s", st["reason"]) return {"verdict": UNAVAILABLE, "reason": st["reason"], "degraded": True, "raw": None} payload = { "direction": "PMS_JUDGE", "action": action, "ts_code": candidate.get("ts_code"), "qty": candidate.get("qty"), "reason": candidate.get("reason"), # 硬数字按动作裁剪: 新建仓只送定性材料, 不送仓位数字 (见 OPEN_JUDGE_KEYS 的说明) "hard_numbers": _judge_hard_numbers(action, candidate.get("hard_numbers")), "context": context or {}, # 设计要求: 补仓类研判必须回答「下跌是杀逻辑还是杀情绪」。 # 新建仓的必答 (「把这只票挑出来的驱动到今天还成不成立」) **只写在决策系统的判据里**, # 这边不传 —— 「建仓该问什么」属于仲裁哲学, 是它的知识, PMS 不需要懂。 "must_answer": (["下跌是杀逻辑还是杀情绪"] if action == "DCA" else []), } to = int(timeout or param_store.get_int("PMS_JUDGE_TIMEOUT", 90)) url = base_url() + (param_store.get("PMS_JUDGE_PATH", "/api/intraday/pms_judge") or "") try: import requests r = requests.post(url, json=payload, timeout=to) r.raise_for_status() data = r.json() or {} except Exception as e: logger.error("[研判闸] 请求失败, 降级人工确认: %s: %s", type(e).__name__, e) return {"verdict": UNAVAILABLE, "reason": f"研判请求失败: {type(e).__name__}: {e}", "degraded": True, "raw": None} verdict = str(data.get("verdict") or data.get("decision") or "").upper() if verdict in ("PASS", "APPROVE", "APPROVED", "ALLOW", "通过"): v = PASS elif verdict in ("REJECT", "DENY", "DENIED", "BLOCK", "驳回"): v = REJECT else: logger.error("[研判闸] 答复无法识别 (%s), 按不可用降级", verdict or data) return {"verdict": UNAVAILABLE, "reason": f"研判答复无法识别: {verdict or data}", "degraded": True, "raw": data} return {"verdict": v, "reason": data.get("reason") or data.get("rationale") or "", "degraded": False, "raw": data}